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Client Asset Oversight Officer
City of London, London
Salary: Up to £500.00 per day
Job Type: Contract
Start Date:
Job Reference: BBBH25303
Added: 09 Sep 2021
Job Description
Client Asset Oversight Officer
6 month initial contract
£500 per day
City of London

The Cass Officer is primarily responsible for ensuring that the business is fully compliant with FCA CASS regulations, other applicable client money and asset regulations and internal policies. This role will be tasked with overseeing the required CASS related regulatory reporting, driving forward process improvements with required controls and acting as the Client Money Assets subject matter expert for the company). This role requires a strong leader who has excellent experience and knowledge of FCA CASS regulation and is able to effectively streamline complex processes and implement a robust control environment.


* Oversee responsibility for regular updates of the CASS RMF document
* SME and point of contact and escalation for client asset related items
* Coordinate collation, quality assurance and production of the monthly CASS Management Information Pack for Senior Management
* Coordinate collation, quality assurance and production of the monthly CMAR regulatory filing
* Carrying out spot checks and audits on the calculation to ensure that correct determination methodology has taken place
* Provide appropriate challenge to the business units providing the underlying data to ensure accuracy
* Manage the ongoing maintenance of the CASS Resolution Packs (CASS RP) including the monthly / quarterly oversight reporting and documentation of any findings
* Responding to regulatory changes by devising and ensuring implementation of all internal changes within ADMISI required to be compliant with regulatory standards
* Participate in quality assurance testing across all CASS related areas of the company

About You:

* Extensive experience in roles within a financial services environment
* Experience in Client Money whether in audit or through a practical line role
* Thorough knowledge and experience of CASS operational practices gained through experience in similar role within a major company in the same business sector
* In depth knowledge of FCA CASS regulations
* Good knowledge of all Derivatives and Securities products
* Strong investigatory abilities and mind-set
* Strong quantitative, analytical and communication skills
* Proven track record in process reengineering and improvement
* Strong track record of execution and results, high level of drive to meet deadlines and targets
* Ability to prioritise, be flexible and respond to changing environments
* Strong internal relationship management skills - the team works across many areas of the organisation, the ability to relate to people and work in ad-hoc teams is critical

Acorn Recruitment Ltd is acting as an Employment Business in relation to this vacancy.
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